Method to analyze spectroscopic ellipsometry data of porous samples utilizing the anisotropic Bruggeman-effective medium theory

ABSTRACT

Methodology of characterizing pore size and distribution in a porous thin film having a surface, or in a surface region of a porous semi-infinite bulk substrate having a surface, involving applying a mathematical model of a sample based on a Bruggerman effective medium.

This Application Claims benefit from Provisional Application No. 62/392,242 Filed May 25, 2016.

TECHNICAL FIELD

The present invention relates to methods for characterizing pore size and distribution in a porous thin film having an effective thin layer thickness and a surface or a porous surface region of a semi-infinite bulk substrate having a surface, and more particularly to methodology for doing so by applying a mathematical model of a sample based on a Bruggerman effective medium.

BACKGROUND

Porous materials are widely applied in science and engineering with applications including filtration devices, acoustic and thermal insulation materials, low-k dielectrics in microelectronic devices, ultra-light materials, catalysts, ion exchange materials, optical coatings, photovoltaics, sensing devices and many more. Porous materials consist of a skeletal portion often referred to as matrix or host material and pores which are filled with a fluid, either liquids or gases. The medium is characterized by its total porosity, i.e., the volume fraction of empty or filled space in relation to the overall material volume. Depending on the applications, additional characteristics can be of interest such as the pore diameter and the specific surface area, i.e., the total surface area including pores relative to a unit of mass or volume. The overall mechanical (eg. tensile strength, strain), optical (high-frequency permittivity), and magneto-electric (low-frequency permittivity, conductivity, permeability etc.) properties of the porous material are a result of the combined properties of its constituents and can often be approximated using effective medium theories. Due to the complicated microstructure, these effective properties often vary within the material resulting, for example, in anisotropic optical and electronic properties, or gradients in pore size and overall porosity.

Porous materials are classified according to IUPAC notation as microporous for average pore diameters below 2 nm, mesoporous for pore diameters between 2-50 nm, and macroporous for pore diameters above 50 nm. The most common technique to characterize the overall porosity and pore size distribution in mesoporous and microporous samples is N₂ adsorption porosimetry which determines adsorption and desorption isotherms for bulk porous samples of large volume by directly measuring the weight increase/decrease due to adsorption/desorption of liquid (N₂) on/from the pore walls (for macroporous samples, high-pressure mercury porosimetry is commonly applied, but macroporous samples are not topic of this investigation). The calculation of the pore size distribution in mesoporous samples assumes progressive (instantaneous) filling and emptying of porous systems of a specific pore size at adsorbate (here N₂) partial pressures below the saturation vapor pressure of that solvent for flat surfaces, P₀. The dependence of the relative pressure P/P₀ at which condensation in pores occurs on the meniscus curvature is given by the Kelvin equation:

$\begin{matrix} {{\ln\left( \frac{P}{P_{0}} \right)} = {- \frac{f\;\gamma\; V_{m}\cos\;\theta}{r_{k}{RT}}}} & (1) \end{matrix}$ where γ and V_(m) are the surface tension and molar volume of the liquid solvent (adsorbate), θ is the contact angle of the liquid solvent on a non-porous surface of the host material, R is the molar gas constant, T is the temperature in K, and f is a shape factor equal to 1 for slit-shaped pores and equal to 2 for cylindrical pores, respectively. The quantity r_(K) is the Kelvin radius, which is related to the actual pore radius, r_(P), by r_(p)=r_(k)+t where t is the thickness of the layer adsorbed on the pore walls shortly before condensation occurs. The parameter t describes the observation that some amount of solvent will adsorbe to any surface and form thin (partial) layers in dependence of the relative pressure and can be either determined by measuring the thickness of the adsorbed solvent vs. relative pressure on a flat non-porous surface of the same material or estimated from the Brunauer, Emmet, Teller (BET) equation. FIG. 1 shows the typical hysteresis loop of the determined condensed solvent volume within the pores of a mesoporous SiO₂ in dependence of the relative solvent pressure which is a result of different effective radius of curvature of the condensed liquid meniscus during adsorption and desorption.

Microporous samples with pore diameters smaller than 2 nm show significant variation of the optical properties of the sample for relative pressures P/P₀<0.1. The theory describing the variation of condensed solvent volume within the micropores in dependence of the relative solvent pressure is based on the assumption of micropore volume filling rather than layer-by-layer adsorption on pore walls (Dubinin-Radushkevitch theory) which will not be further outlined here. The pore size distribution for a porous sample can be determined by analyzing the dependence of the condensed solvent volume on the relative pressure P/P₀. Under the assumption that all pores of the same radius are filled or emptied more or less instantaneous when the condition of the Kelvin equation are met, then the pore size distribution can be determined by calculating the derivate of the condensed solvent volume in the pores vs. relative pressure. The corresponding pore radii are calculated from the relative pressure values P/P₀ by applying Eq. (1). (Note at this point, that FIG. 1 shows Typical hysteresis of the adsorbed solvent (water) volume for an adsorption/desorption cycle on a mesoporous SiO₂ film on Si, and FIG. 2 shows Pore size distribution for the example of porous SiO₂ on Si shown in FIG. 1).

Pore Size Analysis from Spectroscopic Ellipsometry Data Using the Established Lorentz-Lorenz Equation Approach

The basic idea of using spectroscopic ellipsometry data for determining structural properties of porous samples is to monitor the change of optical properties due to condensation of solvent within the pores rather than measuring absolute weight of condensed solvent which would be difficult for thin film samples. Spectroscopic ellipsometry accurately determines the optical properties of a sample with change of the relative solvent pressure and can simultaneously monitor variations of the thickness for thin films samples. Spectroscopic ellipsometry is an indirect technique which requires an optical model for which relevant parameters are varied during a regression analysis in order to best match the experimental data. The variation of the optical properties of a porous sample can be related to the amount of condensed solvent within the pores by applying effective medium theories. Several different models were derived based on certain assumptions on microstructural mixing of constituents. For pore diameters much smaller than the wavelength of the probing light beam, good agreement between the derived fractions of skeletal material, void, and potential other constituents (such as a partial fill by a liquid) with the same quantities determined by alternative experimental techniques has been demonstrated. To determine the pore size distribution, experimental spectroscopic ellipsometry data has to be acquired over a wide relative pressure range in order to obtain the characteristic hysteresis loop observed in a standard adsorption measurement. An appropriate procedure to obtain the desired condensed solvent volume within the pores from the SE data for different relative solvent pressure values has to be chosen.

A procedure based on the Lorentz-Lorenz effective medium theory is well documented in literature. The Lorentz-Lorenz model is an extension of the Clausius-Mosotti equation for the polarizability of spherical particles in air assuming multiple particle species which are homogeneously mixed on the microscopic scale:

$\begin{matrix} {\frac{ɛ - 1}{ɛ + 2} = {{f_{a}\frac{ɛ_{a} - 1}{ɛ_{2} + 2}} + {\left( {1 - f_{a}} \right)\frac{ɛ_{b} - 1}{ɛ_{b} + 2}}}} & (2) \end{matrix}$

For effective mediums consisting of a skeletal material with some void space neither the assumption of a microscopic mix nor the matrix being air is a good assumption. Therefore, this model is typically not used to analyze ellipsometric data. However, the equation was adopted in the porosimetry field since it can be used to derive a very simple equation to describe the condensed solvent volume in porous samples at a specific relative pressure. The polarizibility P for the three cases of a solid film (n_(s)), empty porous films (n_(e)), (see FIG. 9A), filled with air (n₀=1), (see FIG. 9B), and porous film (n_(rel)) partially filled with solvent (n_(sol)), (see FIG. 9C), are given by, respectively:

$\begin{matrix} {{Dense}\mspace{14mu}{film}\text{:}} & {{P = \frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}};} \\ {{Empty}\mspace{14mu}{Pores}\text{:}} & {P = {\frac{n_{e}^{2} - 1}{n_{e}^{2} + 2} = {{{V_{1}\frac{n_{0}^{2} - 1}{n_{0}^{2} + 2}} + {\left( {1 - V_{1}} \right)\frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}}} =}}} \\ \; & {{\left( {1 - V} \right)\frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}};} \\ {{Liquid}\mspace{14mu}{in}\mspace{14mu}{Pores}\text{:}} & {{P\left( \frac{p}{p_{0}} \right)} = {\frac{n_{rel}^{2} - 1}{n_{rel}^{2} + 2} = {{V_{1}\frac{n_{0}^{2} - 1}{n_{0}^{2} + 2}} + \frac{n_{sol}^{2} - 1}{n_{sol}^{2} + 2} +}}} \\ \; & {\left( {1 - V_{1} - V_{2}} \right)\frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}} \\ \; & {\left( {{{Where}\mspace{14mu}{V\ldots}} = {{Total}\mspace{14mu}{Porosity}}} \right).} \end{matrix}$

Under the assumption that the sum of the empty volume V₁ and the condensed solvent volume V₂ in the partially filled pores equals the total porosity V of the empty pores, the last two equations can be combined and rearranged in order to determine the solvent volume V₂ in the pores at arbitrary filling state, i.e., at any relative pressure (P/P₀):

$\begin{matrix} {{V_{2}\left( \frac{P}{P_{0}} \right)} = {\left( {\frac{n_{rel}^{2} - 1}{n_{rel}^{2} + 2} - \frac{n_{e}^{2} - 1}{n_{e}^{2} + 2}} \right)/\frac{n_{sol}^{2} - 1}{n_{sol}^{2} + 2}}} & (3) \end{matrix}$ This equation only depends on the homogenous layer refractive index determined for the case of empty pores (n_(e) at P/P₀=0), the known solvent refractive index n_(sol), and the homogenous layer refractive index n_(rel) determined at that specific relative pressure. n_(rel) and n_(e) refer to the refractive indices derived from a model analysis under the assumption that the porous material can be described as one homogeneous solid layer of equivalent optical properties.

The ellipsometric data analysis is performed step-by-step for each time slice of an adsorption or desorption cycle (scan over wide relative pressure range. An appropriate optical model has to be chosen to describe the optical properties of the porous layer (In many cases, a simple Cauchy model for transparent films will be sufficient to match the data). The user has to identify a refractive index value to use for the condensed solvent volume calculation according to Eq. (3). In most cases, this will be the refractive index value at a specific wavelength, i.e., the spectroscopic nature of the experiment is completely ignored. For this approach, the sample has to be isotropic. Further, all time slices are modeled independent of any other time slice. Therefore, noise or non-idealities not accounted for in the ellipsometric model will directly transfer to noise in the determined condensed solvent volume. The total porosity is adopted from the resulting solvent volume curve vs. relative pressure by extrapolation to the relative pressure P/P₀=1 under the assumption that all pores are filled at that pressure. Potential isolated pore volumes (not accessible by solvent) are ignored. The pore size distribution is determined from the solvent volume vs. relative pressure plots.

Advantages of the Lorentz-Lorenz equation formalism:

-   -   Skeletal material refractive index does not need to be known;     -   Very simple, only needs single-wavelength refractive index         values;         Disadvantages:     -   Based on invalid assumptions on microscopic nature of the film;     -   Randomly uses single-wavelength refractive indices despite         analyzing spectroscopic data (which one to choose?);     -   Only applicable to isotropic and homogenous materials, however,         most porous films show out-of-plane anisotropy (pore shape) or         graded properties (porosity)     -   Assumes completely empty pores at P/P₀=0 and filled pores at         P/P₀=1;     -   No access to isolated pore volume and refractive index of the         skeletal material.

Despite being a fairly simple approach, useful data can be obtained by using the Lorentz-Lorenz equation formalism. However, in many cases only mediocre match between model dud experimental data will be achieved. In this case, it is not possible to predict what error is present in the determined solvent volume considering the fact that the model is not capable of matching the experimental data.

Known Patents in the area are U.S. Pat. No. 9,423,447 to Kiermasz, and U.S. Pat. No. 5,240,614 to Wang.

Even in view of the prior art, need remains for a method of determining pore size and distribution in an effective thin layer, or a surface region of a semi-infinite infinite bulk substrate. In particular need remains for such a method based on applying a Bruggeman effective medium model.

DISCLOSURE OF THE INVENTION

The present invention is a method of enabling determination of pore size and distribution in a sample selected from the group consisting of:

-   -   a porous thin film having an effective thin layer thickness and         a surface; and     -   a porous surface region of a semi-infinite bulk substrate having         a surface;         said sample comprising skeletal material presenting with a total         volumetric porosity %, a % of total pores present in the volume         of said thin film which are accessible by solvent presented at         said surface thereof, and a % of accessible pores actually         filled with solvent at a plurality of times during which the         partial pressure of said solvent is changed at said sample         surface, said method involving obtaining ellipsometric data at a         plurality of times while partial pressure of a solvent is         changed in the vicinity of the surface of said sample, and         performing a simultaneous regression on said ellipsometric data         obtained at at least two of said times, said method not         requiring knowledge of effective refractive index values of said         porous thin film having an effective thin layer thickness or         said porous surface region of a semi-infinite bulk substrate         when all pores therein contain no solvent and when they are         essentially completely filled.         Said method comprises:         a) providing an ellipsometer system comprising a source of         electromagnetic radiation, a polarization state generator, a         stage for supporting a sample in a chamber that enables         controlling the partial pressure of a solvent at the surface of         said sample, a polarization state analyzer and a detector of         electromagnetic radiation;         b) while causing said surface of sample to undergo a sequential         plurality of solvent partial pressures adjacent thereto in said         chamber, obtaining a plurality of ellipsometric data sets that         correspond to a plurality of times corresponding to different         solvent partial pressures being presented to the surface of said         sample;         c) simultaneous with, or after step a), providing a mathematical         model of said sample as a Bruggeman effective medium including         as parameters therein, at least:     -   variable wavelength dependent refractive index of said skeletal         material;     -   variable total porosity %;     -   variable % of accessible pores;     -   variable % of accessible pores that are filled with solvent at a         given partial pressure; and     -   wavelength dependent refractive index values of said solvent;         and optionally further including as model parameters:     -   if the sample is a thin film, a thickness parameter therefore;         and/or     -   variable grading profile of any of the mathematical model         parameters over the investigated thickness of said sample;         and/or     -   at least one variable depolarization factor; and         d) while assuming fixed values for wavelength dependent solvent         refractive indices, and for at least one selection from the         group consisting of:     -   100% of all pores are assumed accessible; and     -   the wavelength dependent refractive indices of said skeletal         material are known;         performing a simultaneous regression on at least two of the         plurality of ellipsometric data sets obtained in step b) onto         the mathematical model in step c) for said sample to obtain best         fit values for the remaining fit parameters in step c).

Said method can involve the plurality of ellipsometric data sets obtained in step b) are spectroscopic and the regression in step d) involves at least two thereof for each of said plurality of ellipsometric data sets that correspond to a plurality of times corresponding to different solvent partial pressures being presented to the surface of said sample.

Said method can involve the plurality of ellipsometric data sets obtained in step b) are obtained during solvent adsorption or desorption within the sample pores for a plurality of times during which the partial pressure of said solvent is increased or decreased at said sample surface respectively, or during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is increased and decreased at said sample surface.

Said method can involve the plurality of ellipsometric data sets obtained in step b) are obtained during solvent adsorption or desorption at said sample surface for a plurality of times during which the partial pressure of said solvent is increased or decreased at said sample surface respectively, which further comprises determining pore size distribution involving use of a derivative of a volume filling plot vs. partial pressure.

Said method can involve data is obtained in step b) during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is both increased and decreased at said sample surface within a partial range between zero and saturation partial pressure.

Said method can involve that data is obtained in step b) during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is both increased and decreased at said sample surface within a full range between zero and saturation partial pressure, at which none, and at which all pores are filled, respectively.

Said method can further comprises determining pore size distribution by taking a derivative of a volume filling plot vs. partial pressure.

Said method can involve the variable grading profile of any of the mathematical model parameters over the investigated thickness of said sample; and/or a variable depolarization factor being included in the model if that inclusion provides better fit of parameters when said step d) regression is performed.

Said method can involve that the wavelength dependent values of skeletal material refractive index are known and fixed, and variable % of accessible pores is a variable, or in which the wavelength dependent values of skeletal material refractive index are variable, and variable % of accessible pores is fixed and the remaining variable parameters are fit parameters.

Said method can involve that the wavelength dependent values of skeletal material refractive index are fixed, 100% of pores are assumed accessible, and the remaining variable parameters are fit parameters.

The present invention is further an alternative method of enabling determination pore size and distribution in a sample selected from the group consisting of:

-   -   a porous thin film having an effective thin layer thickness and         a surface; and     -   a porous surface region of a semi-infinite bulk substrate having         a surface;         said sample comprising skeletal material presenting with a total         volumetric porosity %, a % of total pores present in the volume         of said thin film which are accessible by solvent presented at         said surface thereof, and a % of accessible pores actually         filled with solvent, expressed as fraction of skeletal material,         fraction of solvent and fraction of void, at a plurality of         times during which the partial pressure of said solvent is         changed at said sample surface, said method involving obtaining         ellipsometric data at a plurality of times while partial         pressure of a solvent is changed in the vicinity of the surface         of said sample, and performing a simultaneous regression on said         ellipsometric data obtained at at least two of said times, said         method not requiring knowledge of effective refractive index         values of said porous thin film having an effective thin layer         thickness or said porous surface region of a semi-infinite bulk         substrate when all pores therein contain no solvent and when         they are essentially completely filled.         Said method comprises:         a) providing an ellipsometer system comprising a source of         electromagnetic radiation, a polarization state generator, a         stage for supporting a sample in a chamber that enables         controlling the partial pressure of a solvent at the surface of         said sample, a polarization state analyzer and a detector of         electromagnetic radiation;         b) while causing said surface of sample to undergo a sequential         plurality of solvent partial pressures adjacent thereto in said         chamber, obtaining a plurality of ellipsometric data sets that         correspond to a plurality of times corresponding to different         solvent partial pressures being presented to the surface of said         sample;         c) simultaneous with, or after step a), providing a mathematical         model of said sample as a Bruggeman effective medium including         as parameters therein, at least:     -   skeletal material fraction;     -   solvent fraction;     -   void fraction;     -   refractive index of said skeletal material;     -   wavelength dependent refractive index values of said solvent;     -   wavelength dependent refractive index values of said void;         and optionally further including as model parameters:     -   if the sample is a thin film, a thickness parameter therefore;         and/or     -   variable grading profile of any of the mathematical model         parameters over the investigated thickness of said sample;         and/or     -   at least one variable depolarization factor; and         d) while assuming fixed values for wavelength dependent solvent         refractive indices and for said fraction of skeletal material         and for said fraction of void, performing a simultaneous         regression on at least two of the plurality of ellipsometric         data sets obtained in step b) onto the mathematical model in         step c) for said sample to obtain best fit values for the         remaining fit parameters in step c).

Said alternative method can involve the plurality of ellipsometric data sets obtained in step b) are spectroscopic and the regression in step d) involves at least two thereof for each of said plurality of ellipsometric data sets that correspond to a plurality of times corresponding to different solvent partial pressures being presented to the surface of said sample.

Said alternative method can involve the plurality of ellipsometric data sets obtained in step b) are obtained during solvent adsorption or desorption within the sample pores for a plurality of times during which the partial pressure of said solvent is increased or decreased at said sample surface respectively, or during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is increased and decreased at said sample surface.

Said alternative method can involve the plurality of ellipsometric data sets obtained in step b) are obtained during solvent adsorption or desorption at said sample surface for a plurality of times during which the partial pressure of said solvent is increased or decreased at said sample surface respectively, which further comprises determining pore size distribution involving use of a derivative of a volume filling plot vs. partial pressure.

Said alternative method can involve that data is obtained in step b) during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is both increased and decreased at said sample surface within a partial range between zero and saturation partial pressure.

Said alternative method can involve that data is obtained in step b) during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is both increased and decreased at said sample surface within a full range between zero and saturation partial pressure, at which none, and at which all pores are filled, respectively.

Said alternative method can involve that a variable grading profile of any of the mathematical model parameters over the investigated thickness of said sample; and/or a variable depolarization factor are included in the model if that inclusion provides better fit of parameters when said step d) regression is performed.

Said alternative method can further comprise determining pore size distribution by taking a derivative of solvent fraction vs. partial pressure.

Either method can involve that at least one of:

-   -   said variable wavelength dependent refractive index of said         skeletal material;     -   said wavelength dependent refractive index values of said         solvent;     -   said wavelength dependent refractive index values of said void;         is determined using a multiplicity of measurements         simultaneously.

Either method can involve that three variable depolarization factors are included in said Brugman effective medium approximation mathematical model.

Further, either method can involve that data obtained at a multiplicity of times are analyzed simultaneously to extract information about solvent fraction or volume at a multiplicity of partial pressures and where the applied effective medium approximation is selected from the group consisting of:

-   -   the group of Maxwell-Garnet approximation;     -   the Lorentz-Lomas approximation; and         a linear combination of refractive indices based on solvent         fraction, skeletal material fraction and void fraction.

The present invention will be better understood by reference to the Detailed Description of this Specification, in combination with the Drawings.

BRIEF DESCRIPTION OF THE DRAWINGS

FIG. 1 shows Typical hysteresis of the adsorbed solvent (water) volume for an adsorption/desorption cycle on a mesoporous SiO₂ film on Si.

FIG. 2 shows Pore size distribution for the example of porous SiO₂ on Si shown in FIG. 1.

FIG. 3 shows exaggerated and idealized schematic representation of the pore or pore network shape for different depolarization parameter values.

FIG. 4 shows Relative Pressure vs. Time for two Adsorption/Desorption cycles.

FIG. 5 shows Forty Multi-time slice points selected over an Adsorption-Desorption cycle for a porous SiO2 film on Si substrate.

FIG. 6 shows Best-matching Graded Anisotropic Bruggeman EMA layer for the porous SiO₂ on Si example. A Sellmeier model (“Gen-Osc”) is selected in the “Material” section to obtain the transparent skeletal material optical constants from the multi-time analysis.

FIGS. 7a and 7b show, respectively, “bulk-like” optical constants for the SiO₂ skeletal material as determined form the Multi-Time slice analysis in comparison to the library optical constants of SiO₂ (7 a), and grading profile for our porous SiO₂ on Si example (7 b).

FIGS. 8a and 8b show, respectively, Condensed Solvent volume (“% Filling” of total porosity) vs. relative pressure, and resulting pore size distribution for the porous SiO₂ on Si example derived using the anisotropic Bruggeman EMA model.

FIGS. 9A, 9B and 9C show, respectively, pictorial representations of, respectively:

$\begin{matrix} {a\mspace{14mu}{dense}\mspace{14mu}{film}\text{:}} & {{P = \frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}};} \\ {{empty}\mspace{14mu}{Pores}\text{:}} & {{{P = {\frac{n_{e}^{2} - 1}{n_{e}^{2} + 2} = {{V_{1}\frac{n_{0}^{2} - 1}{n_{0}^{2} + 2}} + {\left( {1 - V_{1}} \right)\frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}}}}};} =} \\ \; & {\left( {1 - V} \right)\frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}\mspace{14mu}{and}} \\ {{liquid}\mspace{14mu}{in}\mspace{14mu}{Pores}\text{:}} & {{P\left( \frac{p}{p_{0}} \right)} = {\frac{n_{rel}^{2} - 1}{n_{rel}^{2} + 2} = {{V_{1}\frac{n_{0}^{2} - 1}{n_{0}^{2} + 2}} + {V_{2}\frac{n_{sol}^{2} - 1}{n_{sol}^{2} + 2}} +}}} \\ \; & {{\left( {1 - V_{1} - V_{2}} \right)\frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}};} \\ \; & {\left( {{{w{here}}\mspace{14mu}{V\ldots}} = {{Total}\mspace{14mu}{Porosity}}} \right).} \end{matrix}$

DETAILED-DESCRIPTION

Turning now to the Drawings, FIGS. 1-9C demonstrate a Novel method for Pore size analysis from spectroscopic ellipsometry data based on the anisotropic Bruggeman effective medium approach In which a novel data analysis approach based on the anisotropic Bruggeman effective medium approximation (EMA) which overcomes all disadvantages of the Lorentz-Lorenz approach and accurately describes the nature of the porous film, while providing best match between model and experimental data.

Standard effective medium approaches such as the Bruggeman EMA have been shown to accurately determine the volume fraction in porous mediums consisting of a host material (skeletal, n_(s)), void (n=1), and/or additional constituents such as a liquid of known refractive index in the pores (liquid index, n₁). The direct result of such analysis is a value for the condensed solvent volume vs. relative pressure. However, said Bruggeman EMA approach has not previously been applied to determining pore size and distribution in thin films or surface regions of semi-infinite bulk samples.

The Anisotropic Bruggeman EMA (ABEMA) approach can be used to account for the optical anisotropy observed in many porous films due to the shape of the pores or the pore network. This method creates an anisotropic dielectric function tensor from the three isotropic, bulk refractive index values of the host material, the ambient which in most cases is simply air (n=1), and the adsorbate (solvent), by using so-called “depolarization factors” L_(j) along the three axes of a Cartesian sample coordinate system and by mixing those according to the fraction f_(n) of each constituent in the effective medium. The sum of the depolarization factors must equal unity. The effective dielectric function tensor element ε_(eff,j) along direction j=x,y,z is implicitly calculated from:

$\begin{matrix} {{\sum\limits_{n = 1}^{m}{f_{n}\frac{ɛ_{n} - ɛ_{{eff},j}}{ɛ_{{eff},j} + {L_{j}\left( {ɛ_{n} - ɛ_{{eff},j}} \right)}}}} = 0} & (4) \end{matrix}$ ε_(n) is the isotropic refractive index of each constituent (as bulk). The result of this calculation is an anisotropic dielectric function tensor with the anisotropy solely caused by the shape of the pores or pore network as described by the three wavelength-independent depolarization factors. For most porous samples, potential local in-plane anisotropy averages out over a larger area and the samples appear isotropic when rotated relative to the plane of incidence of the ellipsometer. However, anisotropy along the surface normal is often observed. Consequently, the depolarization factor L_(z) will differ from 0.333 (isotropic value), with the remaining (1−L_(z)) being split equally for L_(x) and L_(y).

The depolarization parameters L_(j) can be related to the shape of the “inclusions” within the host material (pores or pore network) and can be a valuable parameter for comparison of several samples. The depolarization parameter L_(z) for anisotropy along the surface normal is equal or close to 0.333 for isotropic sample properties, <0.333 for elongated inclusions (pore network) along the surface normal, and >0.333 for pore networks which are “compressed” along the surface normal (a schematic representation is shown in FIG. 3. Again, in-plane anisotropy is typically not observed in these samples, i.e., rotation of the sample doesn't change the measurement result. Therefore the “depolarization (x-y split)” is fixed at 0.5*(1−L_(z)).

The ABEMA model, can be set up in a way to directly extract the layer thickness, total porosity in % of the sample volume, the % of Accessible pores (typically 100%), and % of Filling of those accessible pores. By limiting the last two parameters between 0% and 100%, we can make sure that the resulting fit results are physically reasonable (Example: Let the Total Porosity be 40% and the number of accessible pore be 50%, then a filling of 50% of the accessible pores means that 25% all pores are filled with solvent or in other words, 10% of the effective material are solvent). Potential grading of a model parameter such as the total porosity throughout a porous film can be easily accounted for by using established grading models.

The novel method proposed here uses the ABEMA approach in order to analyze the dynamic ellipsometry data vs. relative pressure as obtained during an adsorption/desorption cycle. Instead of analyzing each time slice individually as during the Lorentz-Lorenz approach, all or a larger subset of time slices are analyzed simultaneously. Model parameters which are not expected to change during an adsorption/desorption cycle, such as total porosity, % accessible pores, depolarization factors, and skeletal optical properties, are assumed to be the same for each time slice while allowing dynamically changing model parameters to be varied individually for each time slice, e.g., the condensed solvent volume within the pores and the thickness of a porous film. (Simultaneously analyzing data sets obtained on samples of significantly different structural properties while assuming identical optical properties is called a multi-sample analysis. This approach utilizes the significant increase of information content by simultaneously analyzing multiple significantly different experimental data sets while only marginally increasing the model complexity. This approach improves the model sensitivity while de-correlating otherwise correlated model parameters.)

Analogue to a multi-sample analysis, the multi-time slice analysis proposed here utilizes the significant change in the ellipsometric data caused by the variation of the optical properties of the sample as a result of solvent condensation in the pores. The problem of finding unique model parameters during regression analysis (changing model parameters while comparing model and experimental data in order to find best match) is well overdetermined in this case and allows not only the extraction of the dynamic change in constituent fractions, i.e., condensed solvent volume within the pores, but also the refractive index of the skeletal material. The multi-time slice analysis averages the static model parameters over all time slices and therefore reduces the influence of noise and model inaccuracies for individual time slices on the obtained model parameters. The ABEMA model is further suitable of matching the experimental data accurately over the entire studied spectral range by accounting for potential anisotropy and graded properties of the sample. The anisotropy-related depolarization parameter L_(z) provides an additional measure to compare the structural quality of different samples. No assumptions need to be made about the filling of pores at a certain relative pressure value. Further, inaccessible pore volume can be included as a model parameter if the skeletal refractive index is known. Relevant result of the model analysis related to porous sample properties directly obtained from the proposed model approach are total porosity, condensed solvent volume vs. relative pressure, thickness of the porous film, anisotropy (depolarization parameter), inaccessible pore volume (optional), skeletal material refractive index, and graded properties such as total porosity (optional). The pore size distribution can be obtained as described in Section 1 from the solvent volume vs. relative pressure curves.

Advantages of the anisotropic Bruggeman EMA approach:

-   -   Well established theory to describe effective mediums over wide         spectral range, based on physically reasonable model assumptions     -   Easily extendable to more constituents     -   Depolarization factors represent anisotropic geometries,         therefore suitable for more general samples, e.g., anisotropic         pores or columnar thin films     -   Allows determination of the skeletal material refractive index     -   Sensitive to isolated (inaccessible) pore volume (if skeletal n         known)     -   Can be easily graded for relevant structural parameters such as         total porosity         Demonstration of the Novel Method by Analyzing a Porous SiO₂         Film on Si Substrate

To begin, recall from the Background Section that FIG. 1 shows typical hysteresis of the adsorbed solvent (water) volume for an adsorption/desorption cycle on a mesoporous SiO2 film on Si, and that FIG. 2 shows Pore size distribution for the example of porous SiO2 on Si shown in FIG. 1. Also note that FIG. 3 shows an exaggerated and idealized schematic representation of the pore or pore network shape for different depolarization parameter values.

Continuing, in order to obtain information about a porous SiO₂ film on Si substrate the following steps were performed:

1. Repeated measurements were performed in-situ while the sample was exposed to a controlled environment of water vapor with specific partial pressure P relative to the saturation vapor pressure of water for flat surfaces P0, i.e., the relative pressure P/P0 was cycled between 0.1 and 0.9, (See FIG. 4).

2. Forty time slices, equally separated over an entire Adsorption/Desorption cycle, were selected for simultaneous analysis, (See FIG. 5).

3. An anisotropic Bruggeman effective medium model was developed in order to allow determination of the total porosity, depolarization factor Lz, the % of accessible pores (“% Accessible”), the % of those accessible pores which are filled at a certain relative pressure value (“% Filling”), the thickness of the porous layer, the grading profile of the total porosity over the entire thickness, and the refractive index of the skeletal material (“Gen-Osc”), (See FIG. 6). During the regression analysis, the parameters “% Filling” and Thickness were allowed to be varied for each time slice while all other parameters were assumed to be identical for each time slice.

4. The skeletal refractive index, the anisotropy related depolarization factor Lz, the total porosity, and the total porosity grading profile are direct results of the multiple-time slice analysis (See FIGS. 7A and 7B) as well as the film thickness and “% Filling” parameter for each time slice. (See FIGS. 8A and 8B).

5. The pore size distribution can be obtained as derivative of the condensed solvent volume within the pores vs. relative pressure. The Kelvin equation (Eq. (1)) is used to assign a specific pore radius value to each relative pressure value.

FIGS. 9A, 9B and 9C show pictorial representations of, respectively:

$\begin{matrix} {a\mspace{14mu}{dense}\mspace{14mu}{film}\text{:}} & {{P = \frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}};} \\ {{empty}\mspace{14mu}{Pores}\text{:}} & {{{P = {\frac{n_{e}^{2} - 1}{n_{e}^{2} + 2} = {{V_{1}\frac{n_{0}^{2} - 1}{n_{0}^{2} + 2}} + {\left( {1 - V_{1}} \right)\frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}}}}};} =} \\ \; & {{\left( {1 - V} \right)\frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}};\mspace{14mu}{and}} \\ {{liquid}\mspace{14mu}{in}\mspace{14mu}{Pores}\text{:}} & {{P\left( \frac{p}{p_{0}} \right)} = {\frac{n_{rel}^{2} - 1}{n_{rel}^{2} + 2} = {{V_{1}\frac{n_{0}^{2} - 1}{n_{0}^{2} + 2}} + {V_{2}\frac{n_{sol}^{2} - 1}{n_{sol}^{2} + 2}} +}}} \\ \; & {{\left( {1 - V_{1} - V_{2}} \right)\frac{n_{s}^{2} - 1}{n_{s}^{2} + 2}};} \end{matrix}$ Where V . . . is the Total porosity. Having hereby disclosed the subject matter of the present invention, it should be apparent that many modifications, substitutions and variations of the present invention are possible in view of the teachings. It is therefore to be understood that the invention may be practiced other than as specifically described and should be limited in its breadth and scope only by the Claims. 

We claim:
 1. A method that enables determining pore size and distribution in a sample selected from the group consisting of: a porous thin film having an effective thin layer thickness and a surface; and a porous surface region of a semi-infinite bulk substrate having a surface; said sample comprising skeletal material presenting with a total volumetric porosity %, a % of total pores present in the volume of said thin film which are accessible by solvent presented at said surface thereof, and a % of accessible pores actually filled with solvent at a plurality of times during which the partial pressure of said solvent is changed at said sample surface, said method involving obtaining ellipsometric data at a plurality of times while partial pressure of a solvent is changed in the vicinity of the surface of said sample, and performing a simultaneous regression on said ellipsometric data obtained at at least two of said times, said method not requiring knowledge of effective refractive index values of said porous thin film having an effective thin layer thickness or said porous surface region of a semi-infinite bulk substrate when all pores therein contain no solvent and when they are essentially completely filled, said method comprising: a) providing an ellipsometer system comprising a source of electromagnetic radiation, a polarization state generator, a stage for supporting a sample in a chamber that enables controlling the partial pressure of a solvent at the surface of said sample, a polarization state analyzer and a detector of electromagnetic radiation; b) while causing said surface of sample to undergo a sequential plurality of solvent partial pressures adjacent thereto in said chamber, obtaining a plurality of ellipsometric data sets that correspond to a plurality of times corresponding to different solvent partial pressures being presented to the surface of said sample; c) simultaneous with, or after step a), providing a mathematical model of said sample as a Bruggeman effective medium including as parameters therein, at least: variable wavelength dependent refractive index of said skeletal material; variable total porosity %; variable % of accessible pores; variable % of accessible pores that are filled with solvent at a given partial pressure; and wavelength dependent refractive index values of said solvent; and d) while assuming fixed values for wavelength dependent solvent refractive indices, and for at least one selection from the group consisting of: 100% of all pores are assumed accessible; and the wavelength dependent refractive indices of said skeletal material are known; performing a simultaneous regression on at least two of the plurality of ellipsometric data sets obtained in step b) onto the mathematical model in step c) for said sample to obtain best fit values for the remaining fit parameters in step c).
 2. A method as in claim 1 in which the plurality of ellipsometric data sets obtained in step b) are spectroscopic and the regression in step d) involves at least two thereof for each of said plurality of ellipsometric data sets that correspond to a plurality of times corresponding to different solvent partial pressures being presented to the surface of said sample.
 3. A method as in claim 1 in which the plurality of ellipsometric data sets obtained in step b) are obtained during solvent adsorption or desorption within the sample pores for a plurality of times during which the partial pressure of said solvent is increased or decreased at said sample surface respectively, or during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is increased and decreased at said sample surface.
 4. A method as in claim 3 in which the plurality of ellipsometric data sets obtained in step b) are obtained during solvent adsorption or desorption at said sample surface for a plurality of times during which the partial pressure of said solvent is increased or decreased at said sample surface respectively, which further comprises determining pore size distribution involving use of a derivative of a volume filling plot vs. partial pressure.
 5. A method as in claim 3 in which data is obtained in step b) during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is both increased and decreased at said sample surface within a partial range between zero and saturation partial pressure.
 6. A method as in claim 3 in which data is obtained in step b) during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is both increased and decreased at said sample surface within a full range between zero and saturation partial pressure, at which none, and at which all pores are filled, respectively.
 7. A method as in claim 5 which further comprises determining pore size distribution by taking a derivative of a volume filling plot vs. partial pressure.
 8. A method as in claim 1 in which at least one additional fit parameter selected from the group consisting of: if the sample is a thin film, a thickness parameter therefore; a variable grading profile of any of the mathematical model parameters over the investigated thickness of said sample; and at least one variable depolarization factor; is included in the mathematical model if that inclusion provides better fit of parameters when said step d) regression is performed.
 9. A method as in claim 1 in which the wavelength dependent values of skeletal material refractive index are known and fixed, and variable % of accessible pores is a variable, or in which the wavelength dependent values of skeletal material refractive index are variable, and variable % of accessible pores is fixed and the remaining variable parameters are fit parameters.
 10. A method as in claim 1 in which the wavelength dependent values of skeletal material refractive index are fixed, 100% of pores are assumed accessible, and the remaining variable parameters are fit parameters.
 11. A method that enables determining pore size and distribution in a sample selected from the group consisting of: a porous thin film having an effective thin layer thickness and a surface; and a porous surface region of a semi-infinite bulk substrate having a surface; said sample comprising skeletal material presenting with a total volumetric porosity %, a of total pores present in the volume of said thin film which are accessible by solvent presented at said surface thereof, and a % of accessible pores actually filled with solvent, expressed as fraction of skeletal material, fraction of solvent and fraction of void, at a plurality of times during which the partial pressure of said solvent is changed at said sample surface, said method involving obtaining ellipsometric data at a plurality of times while partial pressure of a solvent is changed in the vicinity of the surface of said sample, and performing a simultaneous regression on said ellipsometric data obtained at at least two of said times, said method not requiring knowledge of effective refractive index values of said porous thin film having an effective thin layer thickness or said porous surface region of a semi-infinite bulk substrate when all pores therein contain no solvent and when they are essentially completely filled, said method comprising: a) providing an ellipsometer system comprising a source of electromagnetic radiation, a polarization state generator, a stage for supporting a sample in a chamber that enables controlling the partial pressure of a solvent at the surface of said sample, a polarization state analyzer and a detector of electromagnetic radiation; b) while causing said surface of sample to undergo a sequential plurality of solvent partial pressures adjacent thereto in said chamber, obtaining a plurality of ellipsometric data sets that correspond to a plurality of times corresponding to different solvent partial pressures being presented to the surface of said sample; c) simultaneous with, or after step a), providing a mathematical model of said sample as a Bruggeman effective medium including as parameters therein, at least: skeletal material fraction; solvent fraction; void fraction; refractive index of said skeletal material; wavelength dependent refractive index values of said solvent; wavelength dependent refractive index values of said void; and d) while assuming fixed values for wavelength dependent solvent refractive indices and for said fraction of skeletal material and for said fraction of void, performing a simultaneous regression on at least two of the plurality of ellipsometric data sets obtained in step b) onto the mathematical model in step c) for said sample to obtain best fit values for the remaining fit parameters in step c).
 12. A method as in claim 11 in which the plurality of ellipsometric data sets obtained in step b) are spectroscopic and the regression in step d) involves at least two thereof for each of said plurality of ellipsometric data sets that correspond to a plurality of times corresponding to different solvent partial pressures being presented to the surface of said sample.
 13. A method as in claim 11 in which the plurality of ellipsometric data sets obtained in step b) are obtained during solvent adsorption or desorption within the sample pores for a plurality of times during which the partial pressure of said solvent is increased or decreased at said sample surface respectively, or during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is increased and decreased at said sample surface.
 14. A method as in claim 13 in which the plurality of ellipsometric data sets obtained in step b) are obtained during solvent adsorption or desorption at said sample surface for a plurality of times during which the partial pressure of said solvent is increased or decreased at said sample surface respectively, which further comprises determining pore size distribution involving use of a derivative of a volume filling plot vs. partial pressure.
 15. A method as in claim 13 in which data is obtained in step b) during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is both increased and decreased at said sample surface within a partial range between zero and saturation partial pressure.
 16. A method as in claim 13 in which data is obtained in step b) during an adsorption-desorption hysteresis cycle during which the partial pressure of said solvent is both increased and decreased at said sample surface within a full range between zero and saturation partial pressure, at which none, and at which all pores are filled, respectively.
 17. A method as in claim 11 in which at least one additional fit parameter selected from the group consisting of: if the sample is a thin film, a thickness parameter therefore; a variable grading profile of any of the mathematical model parameters over the investigated thickness of said sample; and at least one variable depolarization factor; is included in the mathematical model if that inclusion provides better fit of parameters when said step d) regression is performed.
 18. A method as in claim 11 which further comprises determining pore size distribution by taking a derivative of solvent fraction vs. partial pressure.
 19. A method as in claim 1 in which at least one of: said variable wavelength dependent refractive index of said skeletal material; and said wavelength dependent refractive index values of said solvent; is determined using a multiplicity of measurements simultaneously.
 20. A method as in claim 11 in which at least one of: said variable wavelength dependent refractive index of said skeletal material; said wavelength dependent refractive index values of said solvent; and said wavelength dependent refractive index values of said void; is determined using a multiplicity of measurements simultaneously.
 21. A method as in claim 1 in which three variable depolarization factors are included in said Bruggman effective medium approximation mathematical model.
 22. A method as in claim 11 in which three variable depolarization factors are included in said Bruggman effective medium approximation mathematical model.
 23. A method as in claim 1 in which data obtained at a multiplicity of times are analyzed simultaneously to extract information about solvent fraction or volume at a multiplicity of partial pressures and where the applied effective medium approximation is selected from the group consisting of: a Maxwell-Garnet approximation; a Lorentz-Lorenz approximation; and a linear combination of refractive indices based on solvent fraction, skeletal material fraction and void fraction.
 24. A method as in claim 11 in which data obtained at a multiplicity of times are analyzed simultaneously to extract information about solvent fraction or volume at a multiplicity of partial pressures and where the applied effective medium approximation is selected from the group consisting of: a Maxwell-Garnet approximation; a Lorentz-Lorenz approximation; and a linear combination of refractive indices based on solvent fraction, skeletal material fraction and void fraction. 